Who we are

Excelling in Marketing & Distribution


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In 2014, Sean Ritchlin founded Rock Harbor to partner with asset managers to bring best-in-class investment solutions to financial advisors across the country. 

Our winning model is propelled by acquiring and retaining talented salespeople who have and continue to foster long-standing relationships with advisors, and drive growth for our partners and our business. Rock Harbor has displayed tremendous growth since inception, and we believe our approach will continue to produce results for our clients and partners.

Rock Harbor is built by passionate people. We are committed, collaborative, and capable; working closely with our partners with the highest degree of integrity is of utmost importance.


Our Leadership 

Sean Ritchlin

Founder/chief executive officer

Sean brings 20+ years of experience in financial wholesale distribution,

the ability to easily connect with clients and a persistent drive for results. Sean has an impressive track record in sales, understands the important role independent wholesalers play for asset managers and is committed to growing these relationships to help clients achieve their goals.

Sean has a passion for the team at Rock Harbor and works closely with each rep to help them exceed their goals.

Prior to founding Rock Harbor, Sean was consistently the top wholesaler for AXA Distributors focusing on Michigan and Indiana as Regional Vice President covering Wirehouse and bank firms. Previously, he served as Regional Marketing Director for Lincoln Financial in the Michigan region covering Wirehouse and Independent firms.


Outside of the financial world, you may catch Sean on ESPN as the National College Hockey Analyst, where he enjoys sharing his passion for the game. He also feels fortunate to be a member of two National Championship hockey teams at Michigan under the legendary head coach Red Berenson.

Scott Lindsay

Chief operations officer/Head of Distribution

As Rock Harbor’s Chief Operations Officer and Head of Distribution, Scott brings a wealth of experience in the Wholesale and Distribution market. He has over 20 years of experience in the financial industry. Prior to joining Rock Harbor, Scott was most recently an Executive Director at Morgan Stanley/Eaton Vance covering Michigan Wirehouses. Previously Scott had spent significant time at Allianz Global Investors, PIMCO and UBS Investment Bank. 

Scott is a graduate of Fairfield University with a B.A in Economics where he played 4 years for the Men’s NCAA DIII Ice Hockey Team. 

Scott is a resident of Grosse Pointe, MI with his wife Michele and their 2 children Grace and Xander. In his free time, he’s still a huge hockey fan, an avid golfer and always up for some fishing!


Our Performance

Since our 2014 inception, Rock Harbor has displayed tremendous growth, and currently represents over 3.2B in AUM. 

We continue to push asset growth for the strategies and partners we represent.

Vehicles & Strategies

Mutual Funds, EFTs

We Market Your Story – We Create Awareness – We Distribute Your Product

MARKETING & DISTRIBUTION

  • Wirehouse
  • Independents
  • RIA
  • Regional Broker Dealer

INVESTMENT VEHICLES

  • Mutual Funds
  • ETF's
  • Private Placements

NATIONAL ACCOUNTS

  • Wirehouses
  • Independent Broker Dealers
  • Turnkey Asset Management Platforms (TAMPs)
  • RIA's

MORNING STAR ASSET CLASSES REPRESENTED

  • Small Cap Value
  • SMID Cap Value
  • Small Cap Blend
  • Large Cap Blend
  • Tactical Large Cap
  • Alternative / Private Placement
  • Diversified Emerging Market EQ

We Have Experienced Marketing & Distribution Experts Across the Nation.

See How Rock Harbor Can Help You In Your Region

FIND YOUR WHOLESALER
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